Investment Due Diligence

Market volatility makes it critical for retirement plan sponsors and fiduciaries to develop and maintain investment due diligence procedures and supporting documentation. We will work with the retirement plan committee to develop and maintain the plan’s investment strategy, which is codified in an investment policy statement.

The result is confidence that your plan’s investments are diversified, well managed, and meet the stated objectives of your investment policy statement.

We provide our comprehensive analysis by utilizing multiple tools, including Fi360, one of the most robust investment analytical tools available. Each investment is evaluated by more than a dozen different and objective analytical measurements, including:

  • Manager Tenure and Composition
  • Style: Correlation & Style Drift
  • Performance: Peer Group Ranking
  • Risk-Return: Standard Deviation, R-squared, Alpha, Beta & Sharpe Ratio

Performing this analysis on a regular basis is essential to documenting compliance with Department of Labor guidelines and minimizing exposure to fiduciary liability.

Our knowledgeable team can guide you through these hurdles.

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